AFSL Compliance Guides
Practical, plain-English guides on AFSL obligations, Responsible Manager duties, and ASIC compliance requirements for Australian financial services professionals.
What Does a Responsible Manager Do?
Understand the role, duties and accountability of an AFSL Responsible Manager in Australia. ASIC-aligned guidance on organisational competence under RG 105.
Read guide →RG 105 Explained: Organisational Competence & RM Options
Understand ASIC's organisational competence requirements under RG 105 and your Responsible Manager options for meeting AFSL licence conditions.
Read guide →Breach Reporting Under RG 78: Practical Guide for AFSL Holders
Understand reportable situations, breach identification and reporting obligations under ASIC RG 78. Practical guidance on the 30-day reporting requirement.
Read guide →Need Structured RM Training?
The AFSL Bootcamp provides comprehensive, self-paced Responsible Manager training covering AFSL obligations, governance, breach reporting, and preparing for ASIC reviews.
Learn About the AFSL Bootcamp